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Bon mots

"You can observe a lot just by watching." Yogi Berra

"We do not distain to borrow wit or wisdom from any man who is capable of lending us either." Henry Fielding, Tom Jones

"In our complex society the accountant's certificate and the lawyer's opinion can be instruments for inflicting pecuniary loss more potent than the chisel or the crowbar." United States v. Benjamin, 328 F.2d 854, 862 (2d Cir. 1964)

Finra Motion To Dismiss Appeal Granted

Gregory S. Profeta, Exchange Act Rel. 62055, May 6, 2010

Profeta appealed Finra's bar order. Finra moved to dismiss the appeal based on Profeta's failure to exhaust his Finra appeal rights before filing his appeal with the Commission. The Commission granted Finra's motion and dismissed the appeal.