SEC Tea Party

Commentary on SEC Administrative Opinions

Lexisnexis

Bon mots

"You can observe a lot just by watching." Yogi Berra

"We do not distain to borrow wit or wisdom from any man who is capable of lending us either." Henry Fielding, Tom Jones

"In our complex society the accountant's certificate and the lawyer's opinion can be instruments for inflicting pecuniary loss more potent than the chisel or the crowbar." United States v. Benjamin, 328 F.2d 854, 862 (2d Cir. 1964)

LexisNexis® Corporate Securities Law Center Podcast on Significant SEC Administrative Decisions

LexisNexis® has published a podcast of an interview with me on significant SEC cases decided last year. It can be found here.

Posted by Robert M. Fusfeld

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About Me

Robert M. Fusfeld: Denver, Colorado; I am a lecturer at the Institute For Public Policy Studies at the University of Denver where I teach graduate and undergraduate classes. I retired from the Securities and Exchange Commission in 2006 after a 31 year career as an enforcement lawyer. I was the manager of all litigation at the SEC's Denver office for 15 years where I supervised a staff of six lawyers and a caseload of 80-100 cases. I have tried dozens of SEC enforcement cases in federal court and before SEC administrative law judges. I am available as an expert witness, mediator, or case adviser and consultant in securities related litigation. I am also a Finra arbitrator.

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